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Mailing Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210
LPL Financial Holdings Inc. CIK#: 0001397911 (see all company filings)

SIC: 6200 - SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
State location: CA | State of Inc.: DE | Fiscal Year End: 1231
formerly: LPL Investment Holdings Inc. (filings through 2012-06-05)
(CF Office: 02 Finance)
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Items 1 - 40  0001397911 Filings RSS Feed
Filings Format Description Filed/Effective File/Film Number
ARS  Documents Annual Report to Security Holders
Acc-no: 0001193125-24-080816 (34 Act)  Size: 1 MB
2024-03-28 001-34963
24800077
DEFA14A  Documents Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-24-080811 (34 Act)  Size: 1 MB
2024-03-28 001-34963
24800056
DEF 14A  Documents   Interactive Data Other definitive proxy statements
Acc-no: 0001193125-24-080802 (34 Act)  Size: 9 MB
2024-03-28 001-34963
24800011
8-K  Documents   Interactive Data Current report, item 5.02
Acc-no: 0001193125-24-053561 (34 Act)  Size: 138 KB
2024-02-29 001-34963
24704620
10-K  Documents   Interactive Data Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001397911-24-000011 (34 Act)  Size: 14 MB
2024-02-21 001-34963
24659538
8-K  Documents   Interactive Data Current report, items 5.03 and 9.01
Acc-no: 0001193125-24-040007 (34 Act)  Size: 293 KB
2024-02-20 001-34963
24653647
SC 13G/A  Documents [Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001104659-24-021376 (34 Act)  Size: 13 KB
2024-02-13 005-85282
24628877
8-K  Documents   Interactive Data Current report, items 7.01 and 9.01
Acc-no: 0001193125-24-032973 (34 Act)  Size: 169 KB
2024-02-13 001-34963
24622721
SC 13G/A  Documents [Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001086364-24-006978 (34 Act)  Size: 13 KB
2024-02-12 005-85282
24620160
8-K  Documents   Interactive Data Current report, items 2.02 and 9.01
Acc-no: 0001397911-24-000005 (34 Act)  Size: 1 MB
2024-02-01 001-34963
24587047
8-K  Documents   Interactive Data Current report, items 1.01, 2.03, and 9.01
Acc-no: 0001193125-23-279796 (34 Act)  Size: 737 KB
2023-11-17 001-34963
231418901
424B5  Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001193125-23-275296 (33 Act)  Size: 648 KB
2023-11-13 333-274631
231395003
8-K  Documents   Interactive Data Current report, items 7.01, 8.01, and 9.01
Acc-no: 0001193125-23-274043 (34 Act)  Size: 368 KB
2023-11-09 001-34963
231389978
FWP  Documents Filing under Securities Act Rules 163/433 of free writing prospectuses
Acc-no: 0001193125-23-273653 (34 Act)  Size: 21 KB
2023-11-08 333-274631
231389260
424B5  Documents Prospectus [Rule 424(b)(5)]
Acc-no: 0001193125-23-273019 (33 Act)  Size: 644 KB
2023-11-08 333-274631
231386125
305B2  Documents Filing [Trust Indenture Act]
Acc-no: 0001193125-23-269384 (33 Act)  Size: 450 KB
2023-11-02 333-274631
231372504
EFFECT  Documents Notice of Effectiveness
Acc-no: 9999999995-23-003163 (33 Act)  Size: 2 KB
2023-11-01 16:30:00 333-274631
231369790
10-Q  Documents   Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001397911-23-000160 (34 Act)  Size: 11 MB
2023-10-31 001-34963
231364798
CORRESP  Documents [Cover]Correspondence
Acc-no: 0001193125-23-266170 Size: 7 KB
2023-10-30
CORRESP  Documents [Cover]Correspondence
Acc-no: 0001193125-23-265209 Size: 20 KB
2023-10-27
S-3/A  Documents [Amend] Registration statement under Securities Act of 1933
Acc-no: 0001193125-23-264489 (33 Act)  Size: 107 KB
2023-10-27 333-274631
231352021
8-K  Documents   Interactive Data Current report, items 2.02 and 9.01
Acc-no: 0001397911-23-000156 (34 Act)  Size: 994 KB
2023-10-26 001-34963
231350228
CORRESP  Documents [Cover]Correspondence
Acc-no: 0001193125-23-257735 Size: 16 KB
2023-10-17
S-3/A  Documents [Amend] Registration statement under Securities Act of 1933
Acc-no: 0001193125-23-257725 (33 Act)  Size: 652 KB
2023-10-17 333-274631
231330152
UPLOAD  Documents [Cover]SEC-generated letter
Acc-no: 0000000000-23-011062 Size: 46 KB
2023-10-06
S-3  Documents Registration statement under Securities Act of 1933
Acc-no: 0001193125-23-240062 (33 Act)  Size: 842 KB
2023-09-22 333-274631
231270249
8-K  Documents   Interactive Data Current report, items 7.01 and 9.01
Acc-no: 0001397911-23-000129 (34 Act)  Size: 230 KB
2023-08-24 001-34963
231199044
10-Q  Documents   Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001397911-23-000126 (34 Act)  Size: 9 MB
2023-08-01 001-34963
231132478
8-K  Documents   Interactive Data Current report, items 2.02 and 9.01
Acc-no: 0001397911-23-000122 (34 Act)  Size: 984 KB
2023-07-27 001-34963
231118492
8-K  Documents   Interactive Data Current report, items 5.02 and 5.07
Acc-no: 0001397911-23-000079 (34 Act)  Size: 187 KB
2023-05-12 001-34963
23913471
10-Q  Documents   Interactive Data Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001397911-23-000072 (34 Act)  Size: 11 MB
2023-05-02 001-34963
23879187
8-K  Documents   Interactive Data Current report, items 2.02 and 9.01
Acc-no: 0001397911-23-000066 (34 Act)  Size: 929 KB
2023-04-27 001-34963
23856903
SC 13G/A  Documents [Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001104659-23-043494 (34 Act)  Size: 13 KB
2023-04-10 005-85282
23810572
ARS  Documents Annual Report to Security Holders
Acc-no: 0001193125-23-085650 (34 Act)  Size: 16 MB
2023-03-30 001-34963
23781206
DEFA14A  Documents Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-23-085639 (34 Act)  Size: 239 KB
2023-03-30 001-34963
23781163
DEF 14A  Documents   Interactive Data Other definitive proxy statements
Acc-no: 0001193125-23-085635 (34 Act)  Size: 8 MB
2023-03-30 001-34963
23781135
10-K  Documents   Interactive Data Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001397911-23-000024 (34 Act)  Size: 14 MB
2023-02-23 001-34963
23660922
8-K  Documents   Interactive Data Current report, items 5.02, 7.01, and 9.01
Acc-no: 0001193125-23-041083 (34 Act)  Size: 196 KB
2023-02-16 001-34963
23638727
SC 13G/A  Documents [Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001104659-23-016388 (34 Act)  Size: 13 KB
2023-02-09 005-85282
23603645
SC 13G/A  Documents [Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001274173-23-000016 (34 Act)  Size: 10 KB
2023-02-09 005-85282
23601856